Advisor wins U5 expungement after accusing Ameriprise of defamation
· americanbanker.com
Brooke Pilant, who was at Ameriprise from 2017 to 2024, accused the firm of turning against her after she raised concerns about "unethical practices."
A FINRA arbitration panel handed a former Ameriprise advisor a major victory this week, awarding her $200,000 and ordering her official record cleared in a defa...